After a couple of rounds of review on distutils-sig, and with Martin agreeing to serve as BDFL-Delegate, it's time for the pip bootstrapping proposal to run the gauntlet of python-dev :) The last round of review showed that there were a few things we were assuming people knew (based on the many, many discussions around this topic on distutils-sig, starting even before Richard wrote PEP 439), so I hope I've managed to cover those better in this version. It also goes into more details on the proposed module API for getpip and the associated API updates in venv. There are still a couple of open questions related to the Windows installers, and there may still be unasked questions affecting the Mac OS X installers. HTML version: http://www.python.org/dev/peps/pep-0453/ For those that reviewed the previous versions on distutils-sig, the latest diff is here: http://hg.python.org/peps/rev/df9e4c301415 Cheers, Nick. ============================== PEP: 453 Title: Explicit bootstrapping of pip in Python installations Version: $Revision$ Last-Modified: $Date$ Author: Donald Stufft , Nick Coghlan BDFL-Delegate: Martin von Löwis Status: Draft Type: Process Content-Type: text/x-rst Created: 10-Aug-2013 Post-History: 30-Aug-2013, 15-Sep-2013, 18-Sep-2013 Abstract ======== This PEP proposes that the `pip`_ package manager be made available by default when installing CPython and when creating virtual environments using the standard library's ``venv`` module (including via the ``pyvenv`` command line utility). To clearly demarcate development responsibilities, and to avoid inadvertently downgrading ``pip`` when updating CPython, the proposed mechanism to achieve this is to include an explicit `pip`_ bootstrapping mechanism in the standard library that is invoked automatically by the CPython installers provided on python.org. The PEP also strongly recommends that CPython redistributors and other Python implementations ensure that ``pip`` is available by default, or at the very least, explicitly document the fact that it is not included. Proposal ======== This PEP proposes the inclusion of a ``getpip`` bootstrapping module in Python 3.4, as well as in the next maintenance releases of Python 3.3 and 2.7. This PEP does *not* propose making pip (or any dependencies) part of the standard library. Instead, pip will be a bundled application provided along with CPython for the convenience of Python users, but subject to its own development life cycle and able to be upgraded independently of the core interpreter and standard library. Rationale ========= Currently, on systems without a platform package manager and repository, installing a third-party Python package into a freshly installed Python requires first identifying an appropriate package manager and then installing it. Even on systems that *do* have a platform package manager, it is unlikely to include every package that is available on the Python Package Index, and even when a desired third-party package is available, the correct name in the platform package manager may not be clear. This means that, to work effectively with the Python Package Index ecosystem, users must know which package manager to install, where to get it, and how to install it. The effect of this is that third-party Python projects are currently required to choose from a variety of undesirable alternatives: * assume the user already has a suitable cross-platform package manager installed * duplicate the instructions and tell their users how to install the package manager * completely forgo the use of dependencies to ease installation concerns for their users All of these available options have significant drawbacks. If a project simply assumes a user already has the tooling then beginning users may get a confusing error message when the installation command doesn't work. Some operating systems may ease this pain by providing a global hook that looks for commands that don't exist and suggest an OS package they can install to make the command work, but that only works on Linux systems with platform package managers. No such assistance is availabe for Windows and Mac OS X users. The challenges of dealing with this problem are a regular feature of feedback the core Python developers receive from professional educators and others introducing new users to Python. If a project chooses to duplicate the installation instructions and tell their users how to install the package manager before telling them how to install their own project then whenever these instructions need updates they need updating by every project that has duplicated them. This is particular problematic when there are multiple competing installation tools available, and different projects recommend different tools. This specific problem can be partially alleviated by strongly promoting ``pip`` as the default installer and recommending that other projects reference `pip's own bootstrapping instructions http://www.pip-installer.org/en/latest/installing.html`__ rather than duplicating them. However the user experience created by this approach still isn't good (especially on Windows, where downloading and running the ``get-pip.py`` bootstrap script with the default OS configuration is significantly more painful than downloading and running a binary executable or installer). The situation becomes even more complicated when multiple Python versions are involved (for example, parallel installations of Python 2 and Python 3), since that makes it harder to create and maintain good platform specific ``pip`` installers independently of the CPython installers. The projects that have decided to forgo dependencies altogether are forced to either duplicate the efforts of other projects by inventing their own solutions to problems or are required to simply include the other projects in their own source trees. Both of these options present their own problems either in duplicating maintenance work across the ecosystem or potentially leaving users vulnerable to security issues because the included code or duplicated efforts are not automatically updated when upstream releases a new version. By providing a cross-platform package manager by default it will be easier for users trying to install these third-party packages as well as easier for the people distributing them as they should now be able to safely assume that most users will have the appropriate installation tools available. This is expected to become more important in the future as the Wheel_ package format (deliberately) does not have a built in "installer" in the form of ``setup.py`` so users wishing to install from a wheel file will want an installer even in the simplest cases. Reducing the burden of actually installing a third-party package should also decrease the pressure to add every useful module to the standard library. This will allow additions to the standard library to focus more on why Python should have a particular tool out of the box instead of using the general difficulty of installing third-party packages as justification for inclusion. Providing a standard installation system also helps with bootstrapping alternate build and installer systems, such as ``setuptools``, ``zc.buildout`` and the ``hashdist``/``conda`` combination that is aimed specifically at the scientific community. So long as ``pip install <tool>`` works, then a standard Python-specific installer provides a reasonably secure, cross platform mechanism to get access to these utilities. Why pip? -------- ``pip`` has been chosen as the preferred default installer, as it addresses several design and user experience issues with its predecessor ``easy_install`` (these issues can't readily be fixed in ``easy_install`` itself due to backwards compatibility concerns). ``pip`` is also well suited to working within the bounds of a single Python runtime installation (including associated virtual environments), which is a desirable feature for a tool bundled with CPython. Other tools like ``zc.buildout`` and ``conda`` are more ambitious in their aims (and hence substantially better than ``pip`` at handling external binary dependencies), so it makes sense for the Python ecosystem to treat them more like platform package managers to interoperate with rather than as the default cross-platform installation tool. This relationship is similar to that between ``pip`` and platform package management systems like ``apt`` and ``yum`` (which are also designed to handle arbitrary binary dependencies). Explicit bootstrapping mechanism ================================ An additional module called ``getpip`` will be added to the standard library whose purpose is to install pip and any of its dependencies into the appropriate location (most commonly site-packages). It will expose a single callable named ``bootstrap()`` as well as offer direct execution via ``python -m getpip``. Options for installing it such as index server, installation location (``--user``, ``--root``, etc) will also be available to enable different installation schemes. It is believed that users will want the most recent versions available to be installed so that they can take advantage of the new advances in packaging. Since any particular version of Python has a much longer staying power than a version of pip in order to satisfy a user's desire to have the most recent version the bootstrap will (by default) contact PyPI, find the latest version, download it, and then install it. This process is security sensitive, difficult to get right, and evolves along with the rest of packaging. Instead of attempting to maintain a "mini pip" for the sole purpose of installing pip, the ``getpip`` module will, as an implementation detail, include a private copy of pip and its dependencies which will be used to discover and install pip from PyPI. It is important to stress that this private copy of pip is *only* an implementation detail and it should *not* be relied on or assumed to exist. Not all users will have network access to PyPI whenever they run the bootstrap. In order to ensure that these users will still be able to bootstrap pip the bootstrap will fallback to simply installing the included copy of pip. The pip ``--no-download`` command line option will be supported to force installation of the bundled version, without even attempting to contact PyPI. This presents a balance between giving users the latest version of pip, saving them from needing to immediately upgrade pip after bootstrapping it, and allowing the bootstrap to work offline in situations where users might already have packages downloaded that they wish to install. Proposed CLI ------------ The proposed CLI is based on a subset of the existing ``pip install`` options:: Usage: python -m getpip [options] Download Options: --no-download Install the bundled version, don't attempt to download -i, --index-url <url> Base URL of Python Package Index (default https://pypi.python.org/simple/). --proxy <proxy> Specify a proxy in the form [user:passwd@]proxy.server:port. --timeout <sec> Set the socket timeout (default 15 seconds). --cert <path> Path to alternate CA bundle. Installation Options: -U, --upgrade Upgrade pip and dependencies, even if already installed --user Install using the user scheme. --root <dir> Install everything relative to this alternate root directory. Additional options (such as verbosity and logging options) may also be supported. Proposed module API ------------------- The proposed ``getpip`` module API is a single ``bootstrap`` function with parameter names derived directly from the proposed CLI:: def bootstrap(download=True, upgrade=False, root=None, user=False, index_url=None, cert=None, proxy=None, timeout=15): """Bootstrap pip into the current Python installation (or the given root directory)""" The only changes are to replace the ``--no-download`` opt-out option with the True-by-default ``download`` option and to replace the hyphen in ``index-url`` with an underscore to create a legal Python identifier. Invocation from the CPython installers -------------------------------------- The CPython Windows and Mac OS X installers will each gain two new options: * Install pip (the default Python package management utility)? * Upgrade pip to the latest version (requires network access)? Both options will be checked by default, with the option to upgrade pip being available for selection only if the option to install pip is checked. If both options are checked, then the installer will invoke the following command with the just installed Python:: python -m getpip --upgrade If only the "Install pip" option is checked, then the following command will be invoked:: python -m getpip --upgrade --no-download This ensures that, by default, installing or updating CPython will ensure that either the latest available version of PyPI is installed (directly from PyPI if permitted, otherwise whichever is more recent out of an already installed version and the private copy inside ``getpip``) Installing from source ---------------------- While the prebuilt binary installers will be updated to run ``python -m getpip`` by default, no such change will be made to the ``make install`` and ``make altinstall`` commands of the source distribution. ``getpip`` itself will still be installed normally (as it is a regular part of the standard library), only the implicit installation of pip and its dependencies will be skipped. Keeping the pip bootstrapping as a separate step for ``make``-based installations should minimize the changes CPython redistributors need to make to their build processes. Avoiding the layer of indirection through ``make`` for the ``getpip`` invocation also ensures those installing from a custom source build can easily force an offline installation of pip, install it from a private index server, or skip installing pip entirely. Changes to virtual environments ------------------------------- Python 3.3 included a standard library approach to virtual Python environments through the ``venv`` module. Since it's release it has become clear that very few users have been willing to use this feature directly, in part due to the lack of an installer present by default inside of the virtual environment. They have instead opted to continue using the ``virtualenv`` package which *does* include pip installed by default. To make the ``venv`` more useful to users it will be modified to issue the pip bootstrap by default inside of the new environment while creating it. This will allow people the same convenience inside of the virtual environment as this PEP provides outside of it as well as bringing the ``venv`` module closer to feature parity with the external ``virtualenv`` package, making it a more suitable replacement. To handle cases where a user does not wish to have pip bootstrapped into their virtual environment a ``--without-pip`` option will be added. The ``--no-download`` option will also be supported, to force the use of the bundled ``pip`` rather than retrieving the latest version from PyPI. The ``venv.EnvBuilder`` and ``venv.create`` APIs will be updated to accept two new parameters: ``with_pip`` (defaulting to ``False``) and ``bootstrap_options`` (accepting a dictionary of keyword arguments to pass to ``getpip.bootstrap`` if ``with_pip`` is set, defaulting to ``None``). This particular change will be made only for Python 3.4 and later versions. The third-party ``virtualenv`` project will still be needed to obtain a consistent cross-version experience in Python 3.3 and 2.7. Documentation ------------- The "Installing Python Modules" section of the standard library documentation will be updated to recommend the use of the bootstrapped `pip` installer. It will give a brief description of the most common commands and options, but delegate to the externally maintained ``pip`` documentation for the full details. The existing content of the module installation guide will be retained, but under a new "Invoking distutils directly" subsection. Bundling CA certificates with CPython ------------------------------------- The reference ``getpip`` implementation includes the ``pip`` CA bundle along with the rest of pip. This means CPython effectively includes a CA bundle that is used solely for ``getpip``. This is considered desirable, as it ensures that ``pip`` will behave the same across all supported versions of Python, even those prior to Python 3.4 that cannot access the system certificate store on Windows. Automatic installation of setuptools ------------------------------------ ``pip`` currently depends on ``setuptools`` to handle metadata generation during the build process, along with some other features. While work is ongoing to reduce or eliminate this dependency, it is not clear if that work will be complete for pip 1.5 (which is the version likely to be current when Python 3.4.0 is released). This PEP proposes that, if pip still requires it as a dependency, ``getpip`` will include a private copy of ``setuptools`` (in addition to the private copy of ``pip``). In normal operation, ``python -m getpip`` will then download and install the latest version of ``setuptools`` from PyPI (as a dependency of ``pip``), while ``python -m getpip --no-download`` will install the private copy. However, this behaviour is officially considered an implementation detail. Other projects which explicitly require ``setuptools`` must still provide an appropriate dependency declaration, rather than assuming ``setuptools`` will always be installed alongside ``pip``. Once pip is able to run ``pip install --upgrade pip`` without needing ``setuptools`` installed first, then the private copy of ``setuptools`` will be removed from ``getpip``. Updating the bundled pip ------------------------ In order to keep up with evolutions in packaging as well as providing users who are using the offline installation method with as recent version a possible the ``getpip`` module will be regularly updated to the latest versions of everything it bootstraps. After each new pip release, and again during the preparation for any release of Python (including feature releases), a script, provided as part of this PEP, will be run to ensure the private copies stored in the CPython source repository have been updated to the latest versions. Updating the getpip module API and CLI -------------------------------------- Future security updates for pip and PyPI (for example, automatic verification of package signatures) may also provide desirable security enhancements for the ``getpip`` bootstrapping mechanism. It is desirable that these features be made available in standard library maintenance releases, not just new feature releases. Accordingly, a slight relaxation of the usual "no new features in maintenance releases" rule is proposed for the ``getpip`` module. This relaxation also indirectly affects the new ``bootstrap_options`` parameter in the ``venv`` module APIs. Specifically, new security related flags will be permitted, with the following restrictions: - for compatibility with third-party usage of ``getpip`` module (for example, with a private index server), any such flag must be *off* by default in maintenance releases. It *should* be switched on by default in the next feature release. - the CPython installers and the ``pyvenv`` CLI in the affected maintenance release should explicitly opt-in to the enhanced security features when automatically bootstrapping ``pip`` This means that maintenance releases of the CPython installers will benefit from security enhancements by default, while avoiding breaking customised usage of the bootstrap mechanism. Feature addition in maintenance releases ======================================== Adding a new module to the standard library in Python 2.7 and 3.3 maintenance releases breaks the usual policy of "no new features in maintenance releases". It is being proposed in this case as the current bootstrapping issues for the third-party Python package ecosystem greatly affects the experience of new users, especially on Python 2 where many Python 3 standard library improvements are available as backports on PyPI, but are not included in the Python 2 standard library. By updating Python 2.7, 3.3 and 3.4 to easily bootstrap the PyPI ecosystem, this change should aid the vast majority of current Python users, rather than only those with the freedom to adopt Python 3.4 as soon as it is released. This is also a matter of starting as we mean to continue: as noted above, ``getpip`` will have a limited permanent exemption from the "no new features in maintenance releases" restriction, as it will include (and rely on) upgraded private copies of ``pip`` and ``setuptools`` even in maintenance releases, and may offer new security related options itself. Open Question: Uninstallation ============================= No changes are currently proposed to the uninstallation process. The bootstrapped pip will be installed the same way as any other pip installed packages, and will be handled in the same way as any other post-install additions to the Python environment. At least on Windows, that means the bootstrapped files will be left behind after uninstallation, since those files won't be associated with the Python MSI installer. .. note:: Perhaps the installer should be updated to clobber everything in site-packages and the Scripts directory when uninstalled (treating them as "data directories" from Python's point of view), but I would prefer not to make this PEP conditional on that change. Open Question: Script Execution on Windows ========================================== While the Windows installer was updated in Python 3.3 to optionally make ``python`` available on the PATH, no such change was made to include the Scripts directory. This PEP proposes that this installer option be changed to also add the Scripts directory to PATH (either always, or else as a checked by default suboption). Without this change, the most reliable way to invoke pip on Windows (without tinkering manually with PATH) is actually ``py -m pip`` (or ``py -3 -m pip`` to select the Python 3 version if both Python 2 and 3 are installed) rather than simply calling ``pip``. Adding the scripts directory to the system PATH would mean that ``pip`` works reliably in the "only one Python installation on the system PATH" case, with ``py -m pip`` needed only to select a non-default version in the parallel installation case (and outside a virtual environment). While the script invocations on recent versions of Python will run through the Python launcher for Windows, this shouldn't cause any issues, as long as the Python files in the Scripts directory correctly specify a Python version in their shebang line or have an adjacent Windows executable (as ``easy_install`` and ``pip`` do). Recommendations for Downstream Distributors =========================================== A common source of Python installations are through downstream distributors such as the various Linux Distributions [#ubuntu]_ [#debian]_ [#fedora]_, OSX package managers [#homebrew]_, or Python-specific tools [#conda]_. In order to provide a consistent, user-friendly experience to all users of Python regardless of how they attained Python this PEP recommends and asks that downstream distributors: * Ensure that whenever Python is installed pip is also installed. * This may take the form of separate packages with dependencies on each other so that installing the Python package installs the pip package and installing the pip package installs the Python package. * Do not remove the bundled copy of pip. * This is required for offline installation of pip into a virtual environment by the ``venv`` module. * This is similar to the existing ``virtualenv`` package for which many downstream distributors have already made exception to the common "debundling" policy. * This does mean that if ``pip`` needs to be updated due to a security issue, so does the bundled version in the ``getpip`` bootstrap module * However, altering the bundled version of pip to remove the embedded CA certificate bundle and rely the system CA bundle instead is a reasonable change. * Migrate build systems to utilize `pip`_ and `Wheel`_ instead of directly using ``setup.py``. * This will ensure that downstream packages can more easily utilize the new metadata formats which may not have a ``setup.py``. * Ensure that all features of this PEP continue to work with any modifications made. * Online installation of the latest version of pip into a global or virtual python environment using ``python -m getpip``. * Offline installation of the bundled version of pip into a global or virtual python environment using ``python -m getpip``. * ``pip install --upgrade pip`` in a global installation should not affect any already created virtual environments. * ``pip install --upgrade pip`` in a virtual environment should not affect the global installation. In the event that a Python redistributor chooses *not* to follow these recommendations, we request that they explicitly document this fact and provide their users with suitable guidance on translating upstream ``pip`` based installation instructions into something appropriate for the platform. Other Python implementations are also encouraged to follow these guidelines where applicable. Policies & Governance ===================== The maintainers of the bootstrapped software and the CPython core team will work together in order to address the needs of both. The bootstrapped software will still remain external to CPython and this PEP does not include CPython subsuming the development responsibilities or design decisions of the bootstrapped software. This PEP aims to decrease the burden on end users wanting to use third-party packages and the decisions inside it are pragmatic ones that represent the trust that the Python community has already placed in the Python Packaging Authority as the authors and maintainers of ``pip``, ``setuptools``, PyPI, ``virtualenv`` and other related projects. Backwards Compatibility ----------------------- Except for security enhancements (as noted above), the public API of the ``getpip`` module itself will fall under the typical backwards compatibility policy of Python for its standard library. The externally developed software that this PEP bundles does not. Most importantly, this means that the bootstrapped version of pip may gain new features in CPython maintenance releases, and pip continues to operate on its own 6 month release cycle rather than CPython's 18-24 month cycle. Security Releases ----------------- Any security update that affects the ``getpip`` module will be shared prior to release with the Python Security Response Team (security@python.org). The PSRT will then decide if the reported issue warrants a security release of CPython. Appendix: Rejected Proposals ============================ Implicit bootstrap ------------------ `PEP439`_, the predecessor for this PEP, proposes its own solution. Its solution involves shipping a fake ``pip`` command that when executed would implicitly bootstrap and install pip if it does not already exist. This has been rejected because it is too "magical". It hides from the end user when exactly the pip command will be installed or that it is being installed at all. It also does not provide any recommendations or considerations towards downstream packagers who wish to manage the globally installed pip through the mechanisms typical for their system. The implicit bootstrap mechanism also ran into possible permissions issues, if a user inadvertently attempted to bootstrap pip without write access to the appropriate installation directories. Including pip directly in the standard library ---------------------------------------------- Similar to this PEP is the proposal of just including pip in the standard library. This would ensure that Python always includes pip and fixes all of the end user facing problems with not having pip present by default. This has been rejected because we've learned through the inclusion and history of ``distutils`` in the standard library that losing the ability to update the packaging tools independently can leave the tooling in a state of constant limbo. Making it unable to ever reasonably evolve in a timeframe that actually affects users as any new features will not be available to the general population for *years*. Allowing the packaging tools to progress separately from the Python release and adoption schedules allows the improvements to be used by *all* members of the Python community and not just those able to live on the bleeding edge of Python releases. There have also been issues in the past with the "dual maintenance" problem if a project continues to be maintained externally while *also* having a fork maintained in the standard library. Since external maintenance of ``pip`` will always be needed to support earlier Python versions, the proposed bootstrapping mechanism will becoming the explicit responsibility of the CPython core developers (assisted by the pip developers), while pip issues reported to the CPython tracker will be migrated to the pip issue tracker. There will no doubt still be some user confusion over which tracker to use, but hopefully less than has been seen historically when including complete public copies of third-party projects in the standard library. Finally, the approach described in this PEP avoids some technical issues related to handle CPython maintenance updates when pip has been independently updated to a more recent version. The proposed pip-based bootstrapping mechanism handles that automatically, since pip and the system installer never get into a fight about who owns the pip installation (it is always managed through pip, either directly, or indirectly via the getpip bootstrap module). Defaulting to --user installation --------------------------------- Some consideration was given to bootstrapping pip into the per-user site-packages directory by default. However, this behaviour would be surprising (as it differs from the default behaviour of pip itself) and is also not currently considered reliable (there are some edge cases which are not handled correctly when pip is installed into the user site-packages directory rather than the system site-packages). .. _Wheel: http://www.python.org/dev/peps/pep-0427/ .. _pip: http://www.pip-installer.org .. _setuptools: https://pypi.python.org/pypi/setuptools .. _PEP439: http://www.python.org/dev/peps/pep-0439/ References ========== .. [#ubuntu] `Ubuntu http://www.ubuntu.com/` .. [#debian] `Debian http://www.debian.org` .. [#fedora] `Fedora https://fedoraproject.org/` .. [#homebrew] `Homebrew http://brew.sh/` .. [#conda] `Conda http://www.continuum.io/blog/conda` Copyright ========= This document has been placed in the public domain. -- Nick Coghlan | ncoghlan@gmail.com | Brisbane, Australia