[Python-Dev] First Draft: PEP "Switching on Multiple Values"

M.-A. Lemburg mal@lemburg.com
Sat, 10 Nov 2001 19:16:16 +0100


Here's a first draft of a PEP on the subject we recently discussed
on python-dev. I intend to do a few more rounds here and then
post the PEP for final discussion to python-list and python-dev.

Barry, could you assign a PEP number ? Thanks.

--
PEP: 02XX
Title: Switching on Multiple Values
Version: $Revision: 1.0 $
Author: mal@lemburg.com (Marc-Andre Lemburg)
Status: Draft
Type: Standards Track
Python-Version: 2.3
Created: 10-Nov-2001
Post-History:=20

Abstract

    This PEP proposes strategies to enhance Python's performance
    with respect to handling switching on a single variable having
    one of multiple possible values.

Problem

    Up to Python 2.1, the typical way of writing multi-value switches=20
    has been to use long switch constructs of the following type:

    if x =3D=3D 'first state':
        ...
    elif x =3D=3D 'second state':
        ...
    elif x =3D=3D 'third state':
        ...
    elif x =3D=3D 'fourth state':
        ...
    else:
        # default handling
        ...

    This works fine for short switch constructs, since the overhead of
    repeated loading of a local (the variable x in this case) and
    comparing it to some constant is low (it has a complexity of O(n)
    on average). However, when using such a construct to write a state
    machine such as is needed for writing parsers the number of
    possible states can easily reach 10 or more cases.

    The current solution to this problem lies in using a dispatch
    table to find the case implementing method to execute depending on
    the value of the switch variable (this can be tuned to have a
    complexity of O(1) on average, e.g. by using perfect hash
    tables). This works well for state machines which require complex
    and lengthy processing in the different case methods. It does
    perform well for ones which only process one or two instructions
    per case, e.g.

    def handle_data(self, data):
        self.stack.append(data)
=20
    A nice example of this is the state machine implemented in
    pickle.py which is used to serialize Python objects. Other
    prominent cases include XML SAX parsers and Internet protocol
    handlers.

Proposed Solutions

    This PEP proposes two different but not necessarily conflicting
    solutions:

    1. Adding an optimization to the Python compiler and VM
       which detects the above if-elif-else construct and
       generates special opcodes for it which use an read-only
       dictionary for storing jump offsets.

    2. Adding new syntax to Python which mimics the C style
       switch statement.

    The first solution has the benefit of not relying on new keywords
    to the language, while the second looks cleaner. Both involve some
    run-time overhead to assure that the switching variable is
    immutable and hashable.

Solution 1: Optimizing if-elif-else

     XXX This section currently only sketches the design.

     Issues:

         The new optimization should not change the current Python
         semantics (by reducing the number of __cmp__ calls and adding
         __hash__ calls in if-elif-else constructs which are affected
         by the optimiztation). To assure this, switching can only
         safely be implemented either if a "from __future__" style
         flag is used, or the switching variable is one of the builtin
         immutable types: int, float, string, unicode, etc.

         To prevent post-modifications of the jump-table dictionary
         (which could be used to reach protected code), the jump-table
         will have to be a read-only type (e.g. a read-only
         dictionary).

         The optimization should only be used for if-elif-else
         constructs which have a minimum number of n cases (where n is
         a number which has yet to be defined depending on performance
         tests).

     Implementation:

         It should be possible for the compiler to detect an
         if-elif-else construct which has the following signature:

                      if x =3D=3D 'first':...
                      elif x =3D=3D 'second':...
                      else:...

         (ie. the left hand side alwys references the same variable,
         the right hand side some hashable immutable builtin type)

         The compiler could then setup a read-only (perfect) hash
         table, store it in the constants and add an opcode SWITCH
         which triggers the following run-time behaviour:

         At runtime, SWITCH would check x for being one of the
         well-known immutable types (strings, unicode, numbers) and
         use the hash table for finding the right opcode snippet.

Solutions 2: Adding a switch statement to Python

     XXX This section currently only sketches the design.

     Syntax:

         switch EXPR:
             case CONSTANT:
                 [suite]
             case CONSTANT:
                 [suite]
             ...
             else:
                 [suite]

         (modulo indentation variations)

     Implementation:

         The compiler would have to generate code similar to this:

          def whatis(x):
              switch(x):
                  case 'one':=20
                      print '1'
                  case 'two':=20
                      print '2'
                  case 'three':=20
                      print '3'
                  else:=20
                      print "D'oh!"

         into (ommitting POP_TOP's and SET_LINENO's):

           6  LOAD_FAST         0 (x)
           9  LOAD_CONST        1 (switch-table-1)
          12  SWITCH            26 (to 38)

          14  LOAD_CONST        2 ('1')
          17  PRINT_ITEM
          18  PRINT_NEWLINE
          19  JUMP 43

          22  LOAD_CONST        3 ('2')
          25  PRINT_ITEM
          26  PRINT_NEWLINE
          27  JUMP 43

          30  LOAD_CONST        4 ('3')
          33  PRINT_ITEM
          34  PRINT_NEWLINE
          35  JUMP 43

          38  LOAD_CONST        5 ("D'oh!")
          41  PRINT_ITEM
          42  PRINT_NEWLINE

        >>43  LOAD_CONST        0 (None)
          46  RETURN_VALUE
       =20
        Where the 'SWITCH' opcode would jump to 14, 22, 30 or 38
        depending on 'x'.

    Issues:

        The switch statement should not implement fall-through
        behaviour (as does the switch statement in C). Each case
        defines a complete and independent suite; much like in a
        if-elif-else statement. This also enables using break in
        switch statments inside loops.

        There have been other proposals for the syntax which reuse
        existing keywords and avoid adding two new ones ("switch" and
        "case"). Others have argued that the keywords should use new
        terms to avoid confusion with the C keywords of the same name
        but slightly different semantics (e.g. fall-through without
        break). Some of the proposed variants:

            case EXPR:
                of CONSTANT:
                    [suite]
                of CONSTANT:
                    [suite]
                else:
                    [suite]

            case EXPR:
                if CONSTANT:
                     [suite]
                if CONSTANT:
                    [suite]
                else:
                    [suite]

            when EXPR:
                in CONSTANT_TUPLE:
                    [suite]
                in CONSTANT_TUPLE:
                    [suite]
                ...
            else:
                 [suite]
       =20
        The switch statement could be extended to allow tuples of
        values for one section (e.g. case 'a', 'b', 'c': ...). Another
        proposed extension would allow ranges of values (e.g. case
        10..14: ...). These should probably be post-poned, but already
        kept in mind when designing and implementing a first version.

Scope

     XXX Explain "from __future__ import switch"

Credits

    Martin von L=F6wis (issues with the optimization)
    Thomas Wouters (switch statement + byte code compiler example)
    Skip Montanaro (dispatching ideas)
    Donald Beaudry (switch syntax)
    Greg Ewing (switch syntax)

Copyright

    This document has been placed in the public domain.

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--=20
Marc-Andre Lemburg
CEO eGenix.com Software GmbH
______________________________________________________________________
Consulting & Company:                           http://www.egenix.com/
Python Software:                        http://www.lemburg.com/python/